WebAug 5, 2024 · Christopher Gent fined £80,000 by FCA for disclosing inside information. UK regulator rules that businessman breached fiduciary duties by sharing ConvaTec information. WebAug 5, 2024 · The Financial Conduct Authority (FCA) has fined Sir Christopher Gent (SCG), the former non-executive Chair of ConvaTec Group Plc, £80,000 for unlawfully disclosing inside information in breach of Article 14(c) of the (then) EU Market Abuse Regulation. The fine follows a warning notice issued to SCG in September 2024 by the …
FCA enforcement action – non-executive Chair fined for disclosing
WebSep 8, 2024 · The FCA has recently published a new 'dear CEO' letter setting out its updated supervisory strategy and priorities, including key risks and areas for improvement for regulated firms. 1 While the letter is addressed to firms active in the alternative investments sector, it provides valuable insight into the FCA's general priorities. These … mayor of brisbane
Christopher Gent fined £80,000 by FCA for disclosing inside …
WebAug 5, 2024 · Britain's financial watchdog said on Friday it has fined Christopher Gent 80,000 pounds ($97,104) for unlawfully disclosing inside information in 2024 when he was non-executive chairman of medical ... WebJul 15, 2024 · The FCA – which employs about 4,000 staff, ... Christopher Gent fined £80,000 by FCA for disclosing inside information. 5 Aug 2024. Financial Conduct … WebDec 12, 2024 · On 5 August 2024, the FCA imposed a financial penalty of £80,000 on Sir Christopher Gent, former Chairman of Convatec Group plc (Convatec), for unlawfully disclosing inside information, in breach of Article 10 of the EU Market Abuse Regulation (Article 10 and MAR). ... This is the context in which the FCA has viewed Sir … herxheimer trias asthma